8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 2, 2016

OCULAR THERAPEUTIX, INC.

(Exact Name of Company as Specified in Charter)

 

Delaware   001-36554   20-5560161

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

34 Crosby Drive, Suite 105

Bedford, MA 01730

(Address of Principal Executive Offices) (Zip Code)

Company’s telephone number, including area code: (781) 357-4000

 

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 5.07 Submission of Matters to a Vote of Security Holders.

Ocular Therapeutix held its Annual Meeting of Stockholders on June 2, 2016. The following is a summary of the matters voted on at that meeting.

 

  (a) Ocular Therapeutix’s stockholders elected Jaswinder Chadha and Richard L. Lindstrom, M.D. as Class II directors to serve until the 2019 Annual Meeting of Stockholders, each such director to hold office until his successor has been duly elected and qualified. The results of the stockholders’ vote with respect to the election of such Class II directors were as follows:

 

Name

   Votes For      Votes
Withheld
     Broker
Non-Votes
 

Jaswinder Chadha

     18,815,688         488,339         2,715,777   

Richard L. Lindstrom, M.D.

     19,253,668         50,359         2,715,777   

 

  (b) Ocular Therapeutix’s stockholders ratified the selection of PricewaterhouseCoopers LLP as Ocular Therapeutix’s independent registered public accounting firm for the current fiscal year. The result of the stockholders’ vote with respect to such ratification were as follows:

 

For

 

Against

 

Abstain

 

Broker Non-Votes

22,008,098   7,954   3,752   0


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    OCULAR THERAPEUTIX, INC.
Date: June 2, 2016     By:   /s/ W. Bradford Smith
       

W. Bradford Smith

Chief Financial Officer