Form S-3
OCULAR THERAPEUTIX, INC filed this Form S-3 on 04/01/2019
Document Outline
Entire Document (433.3 KB)
Subdocument 1 - S-3 - S-3
Page 1 - As filed with the Securities and Exchange Commission on April 1, 2019
Page 2 - The information in this preliminary prospectus is not complete and may be changed. The selling stock
Page 3 - TABLE OF CONTENTS
Page 4 - PROSPECTUS SUMMARY
Page 5 - THE OFFERING
Page 6 - RISK FACTORS
Page 7 - CAUTIONARY NOTE REGARDING FORWARD-LOOKING INFORMATION
Page 8 - STATEMENT REGARDING INDUSTRY AND MARKET DATA TRADEMARKS
Page 9 - USE OF PROCEEDS
Page 10 - SELLING STOCKHOLDERS
Page 11 - Description of Transactions with the Selling Stockholders
Page 12 - N/A
Page 13 - DESCRIPTION OF CAPITAL STOCK
Page 14 - Effects of Authorized but Unissued Stock
Page 15 - Stockholder Action; Special Meeting of Stockholders; Advance Notice Requirements for Stockholder Pro
Page 16 - Incidental Registration Rights
Page 17 - PLAN OF DISTRIBUTION
Page 18 - N/A
Page 19 - LEGAL MATTERS
Page 20 - N/A
Page 21 - PROSPECTUS
Page 22 - PART II
Page 23 - Item 16. Exhibits
Page 24 - Item 17. Undertakings.
Page 25 - N/A
Page 26 - SIGNATURES
Page 27 - N/A
Subdocument 2 - EX-4.6 - EX-4.6
Page 1 - Exhibit 4.6
Page 2 - SENIOR SUBORDINATED CONVERTIBLE NOTE
Page 3 - Common Stock means the common stock, par value $0.0001 per share, of the Company.
Page 4 - Corporate Transaction Conversion Date means the date of delivery of a Corporate Transaction Conversi
Page 5 - Daily VWAP means, for each of the 20 consecutive Trading Days during the applicable Observation Peri
Page 6 - Make-Whole Consideration shall have the meaning set forth in Section 4(c)(i).
Page 7 - Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
Page 8 - Optional Redemption ) for cash all or any portion of this Note, at the Optional Redemption Price, if
Page 9 - Ownership Cap ) or (ii) such issuance, when aggregated with any other Shares theretofore or simultan
Page 10 - Cash Settlement ), (B) Shares, together with cash, if applicable, in lieu of delivering any fraction
Page 11 - Settlement Amount ) shall be computed as follows:
Page 12 - N/A
Page 13 - Corporate Transaction Repurchase Option ) that is equal to $1,000 or an integral multiple of $1,000
Page 14 - N/A
Page 15 - Transfer Delivery Period ), and shall deliver to the assignee(s) designated by the Holder a Note or
Page 16 - N/A
Page 17 - N/A
Page 18 - Exhibit A
Page 19 - Exhibit B
Subdocument 3 - EX-5.1 - EX-5.1
Page 1 - Exhibit 5.1
Page 2 - N/A
Page 3 - N/A
Subdocument 4 - EX-23.1 - EX-23.1
Page 1 - Exhibit 23.1
Page 2 - N/A